Alternate Title
Basic Trial Information
Objectives
Entry Criteria
Expected Enrollment
Outcomes
Outline
Trial Contact Information
Related Information
Registry Information

Alternate Title

Exemestane, Letrozole, or Anastrozole in Treating Postmenopausal Women Who Are Undergoing Surgery for Stage II or Stage III Breast Cancer

Basic Trial Information

Phase	Type	Status	Age	Sponsor	Protocol IDs
Phase III, Phase II	Treatment	Active	Postmenopausal	NCI	ACOSOG-Z1031 CALGB-ACOSOG-Z1031, SDC1, NCT00265759

Special Category: NCI Web site featured trial, CTSU trial

Objectives

Primary

1. Determine whether anastrozole, exemestane, or letrozole administered for 16 to 18 weeks as neoadjuvant endocrine treatment for postmenopausal patients with stage II or stage III estrogen receptor (ER)-positive breast cancer should be chosen as the aromatase inhibitor arm of a future study that will compare neoadjuvant aromatase inhibitor (AI) treatment with neoadjuvant chemotherapy. (Cohort A)
2. To determine whether patients who have a high Ki-67 value (> 10%) after 2 weeks of neoadjuvant AI treatment experience a higher than expected pathological response rate to neoadjuvant chemotherapy (20%) than would be typically observed for postmenopausal patients with unselected ER+ rich tumors (estimated to be 5%), indicating that an early assessment of proliferation is a useful approach to the identification of a chemotherapy sensitive subgroup of ER+ tumors. (Cohort B [patients enrolled after the 375th patient])

Secondary

1. Compare the neoadjuvant treatment regimens relative to the rates of improvement in surgical outcome: mastectomy with primary skin closure and negative surgical margins (for T4 a, b, c tumors); breast conserving surgery with negative final margins (for T3 tumors and T2 tumors classified as requiring mastectomy at baseline); breast conserving surgery at first attempt (for T2 tumors classified as potential candidates for breast conservation).
2. Compare and confirm the radiological response rates (mammography and ultrasound by central radiological analysis) between these three neoadjuvant treatment regimens.
3. Compare the relative safety of the neoadjuvant treatment regimens in terms of reported adverse events.
4. To compare the tumor pathologic size between the neoadjuvant treatment regimens, to compare the rates of pathological complete response, and to compare down-staging to stage I.
5. To compare the rate of complete cell cycle response between the three treatment regimens (Ki67 staining of 1% or less in the post treatment sample).
6. Compare the incidence of metastatic lymph node involvement on the three arms of the study in patients who have a lymph node dissection at the end of neoadjuvant treatment.
7. Determine the 10-year incidence of local recurrence in patients treated with these regimens.
8. To collect tumor tissue, serum specimens, and plasma specimens to develop predictive biomarkers that can be used to select tumors for neoadjuvant AI therapy.
9. Collect surgical specimens post-AI neoadjuvant therapy to identify markers of de novo resistence to AI therapy.

Entry Criteria

Disease Characteristics:

• Diagnosis of breast cancer
  • T2-T4c, any N, M0 disease
• Clinically staged, as documented by the operating surgeon, as 1 of the following:
  • T4a-c disease for which modified radical mastectomy with negative margins is the goal
  • T2 or T3 disease for which conversion from needing mastectomy to breast conservation is the goal
  • T2 disease for which lumpectomy at first attempt is the goal
• Primary tumor must be palpable and measure > 2 cm by tape, ruler, or caliper measurements in at least one dimension
• Must agree to undergo mastectomy or lumpectomy after neoadjuvant aromatase inhibitor therapy
• No inflammatory breast cancer, defined as clinically significant erythema of the breast and/or documented dermal lymphatic invasion (not direct skin invasion by tumor or peau d’orange without erythema)
• No distant metastasis (M1)
  • Isolated ipsilateral supraclavicular node involvement allowed
• No diagnosis that was established by incisional biopsy
• Must have estrogen receptor (ER) positive tumor with an Allred score of 6, 7 or 8
  • Patients with > 66.66% (two-thirds) of cells staining positive and have a minimum Allred score of 6 are eligible

Prior/Concurrent Therapy:

• No prior treatment for invasive breast cancer, including radiotherapy, endocrine therapy, chemotherapy, or investigational agents
• No prior sentinel lymph node biopsy (cohort B only)
• At least 1 week since prior agents with estrogenic or putatively estrogenic properties, including herbal preparations
• At least 1 week since prior hormone replacement therapy of any type, megestrol acetate, or raloxifene
• No concurrent enrollment in another neoadjuvant clinical trial for treatment of the existing breast cancer
• No other concurrent anti-neoplastic therapy, including chemotherapy or radiotherapy
• No concurrent agents or herbal products that alter ER function

Patient Characteristics:

• ECOG/Zubrod performance status of ≤ 2
• Female
• Patient must be postmenopausal, verified by 1 of the following:
  • Bilateral surgical oophorectomy
  • No spontaneous menses ≥ 1 year
  • No menses for < 1 year with FSH and estradiol levels in postmenopausal range
• No other malignancies within the past 5 years, except for successfully treated cervical carcinoma in situ; lobular carcinoma in situ of the breast; contralateral ductal carcinoma in situ that was treated with mastectomy or lumpectomy with radiotherapy (without tamoxifen); or non-melanoma skin cancer with no evidence of recurrence
  • Must have undergone potentially curative therapy for all prior malignancies AND deemed to be at low risk for recurrence, according to the treating physician

Expected Enrollment

A total of 567 patients (375 for cohort A and 192 for cohort B) will be accrued for this study.

Outcomes

Clinical response (complete or partial response) rate (cohort A)
Pathological complete response rate to neoadjuvant chemotherapy (cohort B)

Radiological response rate
Adverse events as assessed by NCI CTCAE v3.0
Progression-free survival and overall survival
Rate of improvement in surgical outcome
Rate of downstaging to stage I
Rate of lymph node involvement
Pathological complete response rate (cohort A)
Clinical response rate (cohort B)

Outline

This is a multicenter study comprising cohort A (phase III study) and cohort B (phase II study). Once cohort A accrual is met (375 patients), subsequent patients are enrolled to cohort B. Patients in both cohorts are stratified according to T stage (T2 vs T3 vs T4), and randomized to 1 of 3 aromatase inhibition (AI) treatment arms.

• Arm I: Patients receive oral exemestane once daily for 16-18 weeks.
• Arm II: Patients receive oral letrozole once daily for 16-18 weeks.
• Arm III: Patients receive oral anastrozole once daily for 16-18 weeks.

Patients in cohort B undergo breast biopsy after 2-4 weeks of AI treatment for analysis of Ki-67 levels. Patients with Ki-67 level ≤ 10% continue AI treatment. Patients with Ki-67 level > 10% (high) are given the option to switch to neoadjuvant chemotherapy or undergo immediate breast surgery.

After completion of AI therapy, all patients undergo partial or radical mastectomy or lumpectomy with or without lymph node dissection.

After surgery, patients are followed periodically for 10 years.

Trial Contact Information

Trial Lead Organizations

American College of Surgeons Oncology Group

Matthew Ellis, MD, PhD, FRCP, Protocol chair		Ph: 314-362-8903 Email: mellis@dom.wustl.edu
John Olson, MD, PhD, Protocol co-chair		Ph: 919-684-6523 Email: jaomd@duke.edu

Cancer and Leukemia Group B

Kevin Hughes, MD, FACS, Principal investigator		Ph: 617-724-4800 Email: kshughes@partners.org

U.S.A.
Indiana
	Munster
	Community Hospital
		Erwin Robin, MD	Ph:  219-836-2860
Iowa
	Ames
	McFarland Clinic, PC
		Clinical Trials Office - McFarland Clinic, PC	Ph:  515-239-2621
Maryland
	Towson
	Cancer Institute at St. Joseph Medical Center
		Michael Schultz	Ph:  410-337-1000
Minnesota
	Rochester
	Mayo Clinic Cancer Center
		Clinical Trials Office - All Mayo Clinic Locations	Ph:  507-538-7623
Missouri
	Saint Louis
	Siteman Cancer Center at Barnes-Jewish Hospital - Saint Louis
		Matthew Ellis, MD, PhD, FRCP	Ph:  314-747-7502
Nebraska
	Omaha
	Methodist Estabrook Cancer Center
		James Reilly, MD	Ph:  402-354-8163
New Jersey
	New Brunswick
	Cancer Institute of New Jersey at UMDNJ - Robert Wood Johnson Medical School
		Clinical Trials Office - Cancer Institute of New Jersey	Ph:  732-235-8675
New Mexico
	Albuquerque
	Hematology Oncology Associates, PC
		Anne Wallace, MD	Ph:  858-822-6193
	New Mexico Cancer Center
		Richard Giudice	Ph:  505-842-8171
	Presbyterian Cancer Treatment Center at Presbyterian Kaseman Hospital
		Anne Wallace, MD	Ph:  858-822-6193
	University of New Mexico Cancer Center
		Clinical Trials Office - University of New Mexico Cancer Center	Ph:  505-272-6972
	Santa Fe
	New Mexico Cancer Care Associates
		Clinical Trials Office - New Mexico Cancer Care Associates	Ph:  505-955-7910
North Carolina
	Kinston
	Kinston Medical Specialists
		Peter Watson, MD	Ph:  252-559-2200ext.201
	Winston-Salem
	Wake Forest University Comprehensive Cancer Center
		Clinical Trials Office - Wake Forest University Comprehensive Cancer Center	Ph:  336-713-6771
Ohio
	Akron
	McDowell Cancer Center at Akron General Medical Center
		Daniel Guyton, MD	Ph:  330-344-6234
Pennsylvania
	Allentown
	Morgan Cancer Center at Lehigh Valley Hospital - Cedar Crest
		Paul Mosca	Ph:  610-402-0500
	York
	York Cancer Center at Apple Hill Medical Center
		Thomas Bauer, MD	Ph:  302-623-4530
Texas
	Dallas
	Dallas Surgical Group
		Peter Beitsch, MD, FACS	Ph:  972-566-8039
	Laredo
	Doctor's Hospital of Laredo
		Gary Unzeitig, MD	Ph:  956-726-3691
Wisconsin
	La Crosse
	Franciscan Skemp Healthcare - La Crosse Campus
		Mary Kathleen Christian	Ph:  608-785-0940

Related Information

Featured trial article

Registry Information
Official Title		A Randomized Phase III Trial Comparing 16 to 18 Weeks of Neoadjuvant Exemestane (25 mg daily), Letrozole (2.5 mg), or Anastrozole (1 mg) in Postmenopausal Women with Clinical Stage II and III Estrogen Receptor Positive Breast Cancer
Trial Start Date		2006-01-09
Trial Completion Date		2019-08-03 (estimated)
Registered in ClinicalTrials.gov		NCT00265759
Date Submitted to PDQ		2005-09-27
Information Last Verified		2009-11-19
NCI Grant/Contract Number		CA76001

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