Pembrolizumab in Treating Patients with Stage III-IV Head and Neck Squamous Cell Carcinoma That Can Be Removed by Surgery
This phase II trial studies how well pembrolizumab works in treating patients with stage III-IV head and neck squamous cell carcinoma that can be removed by surgery. Monoclonal antibodies, such as pembrolizumab, may interfere with the ability of tumor cells to grow and spread.
Inclusion Criteria
- Histologically or cytologically confirmed stage III or IV HNSCC oral cavity, hypopharynx, oropharynx, larynx (excluding p16 or human papillomavirus [HPV]-positive oropharynx primaries and sinonasal primaries)
- Measurable disease defined as lesions that can be accurately measured in at least one dimension (longest diameter to be recorded) as >= 10 mm with computed tomography (CT) scan, as >= 20 mm by chest x-ray, or >= 10 mm with calipers by clinical exam by Response Evaluation Criteria in Solid Tumors (RECIST) 1.1
- Eastern Cooperative Oncology Group (ECOG) performance status =< 1
- Absolute neutrophil count >= 1,500/mcl
- Platelets >= 100,000/mcl
- Hemoglobin >= 9 g/dL
- Total bilirubin =< 1.5 x institutional upper limit of normal (IULN) OR direct bilirubin =< IULN for patients with total bilirubin > 1.5 x IULN
- Aspartate aminotransferase (AST) (serum glutamic oxaloacetic transaminase [SGOT])/alanine aminotransferase (ALT) (serum glutamate pyruvate transaminase [SGPT]) =< 2.5 x IULN (or =< 5 x IULN for patients with liver metastases)
- Serum creatinine =< 1.5 x IULN OR creatinine clearance by Cockcroft-Gault >= 30 mL/min/1.73 m^2 for patients with creatinine levels > 1.5 x IULN
- International normalized ratio (INR) =< 1.5 x IULN unless patient is receiving anticoagulant therapy as long as INR or partial thromboplastin time (PTT) is within therapeutic range of intended use of anticoagulants
- Activated PTT (aPTT) =< 1.5 x IULN unless patient is receiving anticoagulant therapy as long as INR or PTT is within therapeutic range of intended use of anticoagulants
- Sexually active women of childbearing potential and men must agree to use 2 methods of contraception (hormonal or barrier method of birth control, abstinence) prior to study entry, for the duration of study participation, and for 120 days after last dose of MK-3475; should a woman become pregnant or suspect she is pregnant while participating in this study, she must inform her treating physician immediately
- Ability to understand and willingness to sign an Institutional Review Board (IRB) approved written informed consent document (or that of legally authorized representative, if applicable)
Exclusion Criteria
- Prior treatment for head and neck cancer
- Patients with HPV-positive or p16-positive oropharyngeal squamous cell carcinoma (SCCA)
- Patients with sinonasal SCCAs
- Patients with metastatic SCCA neck disease with an unknown primary tumor site
- Prior treatment with an anti-PD-1, anti-PD-L1, anti-PD-L2, anti-CD137, or anti-cytotoxic T-lymphocyte-associated antigen-4 (CTLA-4) antibody (including ipilimumab or any other antibody or drug specifically targeting T-cell co-stimulation or checkpoint pathways)
- Received a live vaccine within 30 days prior to the first dose of MK-3475; examples of live vaccines include, but are not limited to, the following: measles, mumps, rubella, varicella/zoster (chicken pox), yellow fever, rabies, Bacillus Calmette-Guerin (BCG), and typhoid vaccine; seasonal influenza vaccines for injection are generally killed virus vaccines and are allowed; however, intranasal influenza vaccines (e.g. FluMist) are live attenuated viruses and are not allowed
- A history of other malignancy =< 3 years previous with the exception of previous head and neck cancer treated only by surgery, basal cell or squamous cell carcinoma of the skin which were treated with local resection only, or carcinoma in situ of the cervix * Note: patients with synchronous head and neck cancer primaries are an exception to this criterion and may qualify for the study
- Has a diagnosis of immunodeficiency or is receiving systemic steroid therapy (in dosing exceeding 10 mg daily of prednisone equivalent) or any other form of immunosuppressive therapy within 7 days prior to the first dose of MK-3475
- Currently receiving any other investigational agents or has participated in a study of an investigational agent or using an investigational device within 4 weeks of the first dose of MK-3475
- A history of allergic reactions attributed to compounds of similar chemical or biologic composition to MK-3475 or other agents used in the study
- Uncontrolled intercurrent illness including, but not limited to, ongoing or active infection requiring systemic therapy, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, immunosuppression, autoimmune conditions, underlying pulmonary disease, or psychiatric illness/social situations that would limit compliance with study requirements
- Has an active autoimmune disease that has required systemic treatment in the past 2 years (i.e. with use of disease modifying agents, corticosteroids, or immunosuppressive drugs); replacement therapy (e.g., thyroxine, insulin, or physiologic corticosteroid replacement therapy for adrenal or pituitary insufficiency, etc.) is not considered a form of systemic treatment
- Has a history of (non-infectious) pneumonitis that required steroids or current pneumonitis
- Pregnant and/or breastfeeding; patient must have a negative serum or urine pregnancy test within 72 hours of study entry
- Known history of active TB (bacillus tuberculosis)
- Known history of hepatitis B (defined as hepatitis B surface antigen [HBsAg] reactive) or known active hepatitis C (defined as hepatitis C virus [HCV] ribonucleic acid [RNA] [qualitative] is detected) infection; Note: know testing for hepatitis B and hepatitis C is required unless mandated by local health authority
- Known history of human immunodeficiency virus (HIV) (HIV 1/2 antibodies)
Additional locations may be listed on ClinicalTrials.gov for NCT02296684.
See trial information on ClinicalTrials.gov for a list of participating sites.
PRIMARY OBJECTIVES:
I. To determine the locoregional recurrence rates in patients with stage III/IV head and neck squamous cell carcinoma (HNSCC) being treated with surgical therapy followed by indicated adjuvant therapy intensified by MK-3475 (pembrolizumab). (Cohorts 1 and 2)
II. To determine the distant failure rate in patients with stage III/IV HNSCC being treated with surgical therapy followed by indicated adjuvant therapy intensified by MK-3475. (Cohorts 1 and 2)
III. To determine the rate of major pathologic treatment effect after one dose of neoadjuvant MK-3475. (Cohort 1 only)
IV. To determine the rate of major pathologic treatment effect after two doses of neoadjuvant MK-3475. (Cohort 2 only)
SECONDARY OBJECTIVES:
I. To evaluate the safety of treatment with MK-3475 as measured by occurrence of adverse events. (Cohorts 1 and 2)
II. To evaluate the safety of treatment with MK-3475 as measured by surgical complications or delays. (Cohorts 1 and 2)
III. To determine the locoregional recurrence (LRR)/distant metastases (DM) rates. (Cohorts 1 and 2)
IV. To evaluate overall survival and event-free survival rates. (Cohorts 1 and 2)
V. To evaluate overall survival and event-free survival rates differences by presence versus absence of recurrent genomic alterations. (Cohorts 1 and 2)
TERTIARY OBJECTIVES:
I. To compare the anti-HNSCC immune response before and after MK-3475 including assessment of PD-L1 expression, immune function, and molecular signatures of activation in the pre- and post-treatment blood and tumor tissue.
II. To apply a machine learning algorithm to hematoxylin and eosin-stained slides of tumor from baseline and surgically-resected specimens to characterize the spatial organization of tumor-infiltrating lymphocytes and identify spatial architectures associated with treatment response and survival outcomes.
OUTLINE: Patients are assigned to 1 of 2 cohorts.
COHORT I: Patients receive pembrolizumab intravenously (IV) over 30 minutes 2-3 weeks prior to surgery. Patients with high-risk disease features also receive pembrolizumab after surgery every 3 weeks for up to 6 doses in the absence of disease progression or unacceptable toxicity.
COHORT II: Patients receive 2 doses of pembrolizumab IV over 30 minutes 21 days apart beginning 2-3 weeks prior to surgery.
After completion of study treatment, patients are followed up for 90 days and then every 2-3 months for 15 months, then every 5-6 months for up to 4 years.
Trial PhasePhase II
Trial Typetreatment
Lead OrganizationSiteman Cancer Center at Washington University
Principal InvestigatorDouglas Ray Adkins
- Primary ID201412118
- Secondary IDsNCI-2014-02626, 14-x330
- ClinicalTrials.gov IDNCT02296684