Neoadjuvant Immunotherapy in Treating Patients with Stage IB-IIIA Non-small Cell Lung Cancer That Can Be Removed by Surgery
This phase II trial studies the side effects of immunotherapy before surgery (neoadjuvant) and to see how well it works in treating patients with stage IB-IIIA non-small cell lung cancer that can be removed by surgery. Immunotherapy with monoclonal antibodies, such as nivolumab and ipilimumab, may help the body’s immune system attack the cancer, and may interfere with the ability of tumor cells to grow and spread.
Inclusion Criteria
- Histologically proven non-small-cell lung cancer (core biopsy required) * Squamous or non-squamous histology * Diagnostic core biopsy specimens must be reviewed by a faculty pathologist at Sidney Kimmel Comprehensive Cancer Center (SKCCC), McGill University Health Center (McGill), Swedish Cancer Institute (SCI), or Memorial Sloan Kettering Cancer Center (MSKCC) * Either a formalin fixed paraffin block that has been confirmed by a pathologist to contain tumor or a minimum of twenty 5-micron tissue sections (slides) of tumor biopsy sample must be available for biomarker evaluation (study pathologist must review for adequacy of sampling); this can be obtained from archived tissues if adequate, or from a new biopsy as needed
- Stage - NSCLC with primary resection option for potential cure, as assessed by a faculty surgeon at SKCCC, McGill, SCI, or MSKCC; this may include clinical stage IB (>= 4 cm), II and IIIA; subjects with N3 nodal involvement are not included
- For patients enrolled at Johns Hopkins only, a bronchoscopy will be required after consent (prior to initiation of treatment)
- Eastern Cooperative Oncology Group (ECOG) performance status 0-1
- Leukocytes >= 2,000/mm^3
- Absolute neutrophil count (ANC) >= 1000/mm^3
- Platelet count >= 100,000/mm^3
- Hemoglobin >= 9 g/dL
- Creatinine =< 1.5 x upper limit of normal (ULN) or creatinine clearance (CrCl) >= 40 mL/min (if using the Cockcroft‐Gault formula)
- Total bilirubin =< 1.5 x ULN (except subjects with Gilbert syndrome, who can have total bilirubin < 3.0 mg/dL)
- Aspartate aminotransferase (AST) (serum glutamic oxaloacetic transaminase [SGOT]), alanine aminotransferase (ALT) (serum glutamate pyruvate transaminase [SGPT]) =< 3 times the upper limit of normal
- Alkaline phosphatase =< 3 times the upper limit of normal
- Subjects must have adequate lung function to permit surgical resection determined by pre-enrollment pulmonary function tests to include diffusing capacity of the lungs for carbon monoxide (DLCO)
- The effects of nivolumab on the developing human fetus are unknown; paclitaxel and carboplatin are pregnancy category D; for this reason, women of child-bearing potential (WOCBP) and men must agree to use adequate contraception (hormonal or barrier method of birth control; abstinence) prior to study entry and for the duration of study participation and for up to 23 weeks after the last dose of nivolumab and/or chemotherapy; should a woman become pregnant or suspect she is pregnant while she or her partner is participating in this study, she should inform her treating physician immediately; sexually active fertile men must use effective barrier birth control if their partners are WOCBP for up to 31 weeks after the last dose of nivolumab; WOCBP must have a negative serum or urine pregnancy test (minimum sensitivity 25 IU/L or equivalent units of human chorionic gonadotropin [HCG]) within two weeks of registration; women must not be breastfeeding
- Patient understands the study regimen, its requirements, risks and discomforts and is able and willing to sign the informed consent form; voluntary signed and dated Institutional Review Board (IRB)/Independent Ethics Committee (IEC) approved written informed consent form in accordance with regulatory and institutional guidelines must be obtained before the performance of any protocol related procedures that are not part of normal patient care
- Subjects must be competent to report adverse events (AEs), understand the drug dosing schedule and use of medications to control AEs
Exclusion Criteria
- Subjects are excluded if they have an active, known or suspected autoimmune disease; subjects are permitted to enroll if they have vitiligo, type I diabetes mellitus, residual hypothyroidism due to autoimmune condition only requiring hormone replacement, psoriasis not requiring systemic treatment, or conditions not expected to recur in the absence of an external trigger
- Subjects are excluded if they have a condition requiring systemic treatment with either corticosteroids (> 10 mg daily prednisone equivalent) or other immunosuppressive medications within 14 days of study drug administration; inhaled or topical steroids and adrenal replacement steroid doses > 10 mg daily prednisone equivalents are permitted in the absence of active autoimmune disease; drugs with a predisposition to hepatoxicity should be used with caution in patients treated with nivolumab‐containing regimen
- Administration of chemotherapy or any other cancer therapy in the pre-operative period other than that indicated by treatment Arm C
- Subjects with active concurrent malignancies are excluded i.e. cancers other than NSCLC (except non-melanoma skin cancers, in situ bladder, gastric, breast, colon or cervical cancers/dysplasia)
- Subjects with brain metastasis are excluded from this study, and all patients should have brain imaging (either magnetic resonance imaging [MRI] brain or CT brain with contrast) prior to enrollment
- Subjects with a history of symptomatic interstitial lung disease
- Active systemic infection requiring therapy, positive tests for hepatitis B surface antigen or hepatitis C antibody
- Known positive history or positive test for human immunodeficiency virus or acquired immunodeficiency syndrome (AIDS)
- History of allergy to study drug components
- Women who are pregnant or nursing
- Men with female partners (WOCBP) that are not willing to use contraception
- Prior therapy with an anti-PD-1, anti-PD-L1, anti-PDL-2, or anti-CTLA-4 antibody (or any other antibody targeting T cell co-regulatory pathways)
- Underlying medical conditions that, in the investigator’s opinion, will make the administration of study drug hazardous or obscure the interpretation of toxicity or adverse events
- Prisoners or subjects who are involuntarily incarcerated or compulsorily detained for treatment of either a psychiatric or physical (e.g. infectious disease) illness
- History of allergy or hypersensitivity to study drug components
- > grade 2 peripheral neuropathy (Arm C only)
Study sponsor and potential other locations can be found on ClinicalTrials.gov for NCT02259621.
Locations matching your search criteria
United States
Maryland
Baltimore
Washington
Seattle
PRIMARY OBJECTIVES:
I. To investigate the safety and feasibility of neoadjuvant nivolumab + ipilimumab administration in subjects with resectable high-risk non-small cell lung cancer (NSCLC) (stage IB, II and IIIA), including squamous and non-squamous histologies.
II. To investigate the safety and feasibility of 3 doses of neoadjuvant nivolumab in subjects with resectable high-risk NSCLC (stage IB, II and IIIA), including squamous and non-squamous histologies.
III. To investigate the pathologic response to 3 doses of neoadjuvant nivolumab with carboplatin and paclitaxel in subjects with high-risk NSCLC [stage IB, II and IIIA], including squamous and non-squamous histologies. (Arm C)
SECONDARY OBJECTIVES:
I. To assess radiographic response to neoadjuvant nivolumab, nivolumab plus ipilimumab, and nivolumab plus chemotherapy using Response Evaluation Criteria in Solid Tumors version 1.1 (RECIST 1.1).
II. To assess safety for Arm C.
EXPLORATORY OBJECTIVES:
I. To determine changes in expression of selected immune markers compared to baseline, in the blood, primary tumor tissue and draining lymph nodes from patients receiving neoadjuvant therapy.
II. To determine changes in the quality and quantity of tumor infiltrating lymphocytes.
III. To compare findings in tumor and draining lymph nodes from treated patients, to findings in a parallel stage-matched cohort of untreated patients on a companion tissue collection protocol.
IV. To evaluate the potential effects of neoadjuvant therapy on normal lung tissue, by comparing tissues obtained on this study to those obtained from untreated patients undergoing lung tumor resection on a parallel tissue collection protocol.
V. To compare immunologic markers in squamous versus non-squamous lung tumors.
VI. To explore genomic and molecular characteristics of bronchial and nasal epithelium from patients receiving neoadjuvant immune checkpoint blockade and compare findings between patients who do and do not achieve a major pathologic response. In addition, these genomic and molecular changes will be compared to those observed in the primary tumor and peripheral circulation.
VII. To explore the association between nivolumab +/- ipilimumab exposure or nivolumab + chemotherapy and selected pharmaco-dynamic markers in the peripheral blood and in the tumor microenvironment, including measurement of PD-1 receptor occupancy on tumor infiltrating lymphocytes.
VIII. To explore features of the gut microbiota of NSCLC patients before and after neoadjuvant nivolumab +/- ipilimumab, or nivolumab + chemotherapy, that may correlate with clinical response.
IX. To assess recurrence-free survival in patients receiving preoperative therapy in this study.
X. To assess overall survival in high-risk patients with NSCLC receiving neoadjuvant therapy.
OUTLINE: Patients are randomized to 1 of 2 arms.
ARM A: Patients receive nivolumab intravenously (IV) over 60 minutes on days -42, -28, and -14 prior to planned surgery (between day -3 and day +10). Patients also receive ipilimumab IV over 90 minutes on day -42. (CLOSED TO ACCRUAL 11/9/2018)
ARM B: Patients receive nivolumab IV over 60 minutes on days -42, -28, and -14 prior to planned surgery (between day -3 and day +10).
ARM C: Patients receive nivolumab IV over 60 minutes, carboplatin IV and paclitaxel IV on day 1. Treatment repeats every 21 days for up to 3 cycles in the absence of disease progression or unacceptable toxicity. Within 6 weeks, patients undergo planned surgery.
After completion of study treatment, patients are followed up for 100 days, every 3-6 months for 2 years, and then every 6-12 months until 5 years.
Trial PhasePhase II
Trial Typetreatment
Lead OrganizationJohns Hopkins University/Sidney Kimmel Cancer Center
Principal InvestigatorPatrick M. Forde
- Primary IDJ1414
- Secondary IDsNCI-2015-00243, CIR00010768, NA_00092076, NA_00092076/ J1414
- ClinicalTrials.gov IDNCT02259621