Durvalumab and Radiation Therapy Before Surgery in Treating Patients with Stage III-IV HPV-Negative Head and Neck Squamous Cell Carcinoma
This phase I/Ib trial studies the side effects and best dose of radiation therapy when given together with durvalumab before surgery in treating patients with stage III-IV human papillomavirus (HPV)-negative head and neck squamous cell carcinoma. Stereotactic body radiation therapy uses special equipment to position a patient and deliver radiation to tumors with high precision. This method can kill tumor cells with fewer doses over a shorter period and cause less damage to normal tissue. Immunotherapy with monoclonal antibodies, such as durvalumab, may help the body’s immune system attack the cancer, and may interfere with the ability of tumor cells to grow and spread. Giving durvalumab and radiation therapy before surgery may work better in treating patients with head and neck squamous cell carcinoma.
Inclusion Criteria
- Histologically or cytologically confirmed stage II-IVB oral cavity, stage III-IVB larynx, stage III-IVB hypopharynx, or stage III-IVB HPV and/or p16 negative intermediate-high risk oropharynx head and neck cancer (American Joint Committee on Cancer [AJCC] 8th edition).
- Measurable disease defined as lesions that can be accurately measured in at least one dimension (longest diameter to be recorded) as > 10 mm with computed tomography (CT), positron emission tomography (PET)/CT, or magnetic resonance imaging (MRI) or > 10 mm with calipers by clinical exam.
- Patients who are medically operable as determined by ear, nose, and throat (ENT) surgeon without pre-existing medical conditions that could inhibit surgery following neoadjuvant therapy, and do not refuse surgery.
- Written informed consent and Health Insurance Portability and Accountability Act (HIPAA) authorization obtained from the patient prior to performing any protocol-related procedures, including screening evaluations.
- Age >= 18 years at time of study entry
- Eastern Cooperative Oncology Group (ECOG) performance status =< 1.
- Life expectancy >= 24 weeks.
- Body weight > 30 kg.
- Hemoglobin >= 9.0 g/dL.
- Absolute neutrophil count (ANC) 1.0 x 10^9/L (>= 1000 per mm^3).
- Platelet count >= 75 x 10^9/L (>= 75,000 per mm^3).
- Serum bilirubin =< 1.5 x institutional upper limit of normal (ULN). This will not apply to patients with confirmed Gilbert’s syndrome (persistent or recurrent hyperbilirubinemia that is predominantly unconjugated in the absence of hemolysis or hepatic pathology), who will be allowed only in consultation with their physician.
- Aspartate aminotransferase (AST) (serum glutamic oxaloacetic transaminase [SGOT])/alanine aminotransferase (ALT) (serum glutamate pyruvate transaminase [SGPT]) =< 2.5 x institutional upper limit of normal.
- Measured creatinine clearance (CL) > 40 mL/min or calculated creatinine CL > 40 mL/min by the Cockcroft-Gault formula (Cockcroft and Gault 1976) or by 24-hour urine collection for determination of creatinine clearance.
- Evidence of post-menopausal status or negative urinary or serum pregnancy test for female pre-menopausal patients. Women will be considered post-menopausal if they have been amenorrheic for 12 months without an alternative medical cause. The following age-specific requirements apply: * Women < 50 years of age would be considered post-menopausal if they have been amenorrheic for 12 months or more following cessation of exogenous hormonal treatments and if they have luteinizing hormone and follicle-stimulating hormone levels in the post-menopausal range for the institution or underwent surgical sterilization (bilateral oophorectomy or hysterectomy) * Women >= 50 years of age would be considered post-menopausal if they have been amenorrheic for 12 months or more following cessation of all exogenous hormonal treatments, had radiation-induced menopause with last menses > 1 year ago, had chemotherapy-induced menopause with last menses > 1 year ago, or underwent surgical sterilization (bilateral oophorectomy, bilateral salpingectomy or hysterectomy)
- Patient is willing and able to comply with the protocol for the duration of the study including undergoing treatment and scheduled visits and examinations including follow up.
Exclusion Criteria
- Participation in another clinical study with an investigational product during the last 3 months.
- Patients with active interstitial lung disease (ILD)/pneumonitis or with a history of ILD/pneumonitis requiring steroids.
- Concurrent enrollment in another clinical study, unless it is an observational (non-interventional) clinical study or during the follow-up period of an interventional study.
- Any previous treatment with a PD1 or PD-L1 inhibitor, including durvalumab, anti-PD-L2, anti-CD137, or anti-cytotoxic T-lymphocyte-associated antigen-4 (CTLA-4) antibody (including ipilimumab or any other antibody or drug specifically targeting T-cell co-stimulation or checkpoint pathways).
- Receipt of the last dose of anticancer therapy (chemotherapy, immunotherapy, endocrine therapy, targeted therapy, biologic therapy, tumor embolization, monoclonal antibodies, other investigational agent) 30 days prior to the first dose of study drug for patients who have received prior tyrosine kinase inhibitors (TKIs) (e.g., erlotinib, gefitinib and crizotinib) and within 6 weeks for nitrosourea or mitomycin C. (If sufficient wash-out time has not occurred due to the schedule or pharmacokinetic [PK] properties of an agent, a longer wash-out period may be required.)
- Patients with corrected QT (QTc) interval > 470 msec during screening.
- Current or prior use of immunosuppressive medication within 14 days (use 28 days if combining durvalumab with a novel agent) before the first dose of durvalumab, with the exceptions of intranasal and inhaled corticosteroids or systemic corticosteroids at physiological doses, which are not to exceed 10 mg/day of prednisone, or an equivalent corticosteroid. The following are exceptions to this criterion: * Intranasal, inhaled, topical steroids, or local steroid injections (e.g., intra articular injection). * Systemic corticosteroids at physiologic doses not to exceed 10 mg/day of prednisone or its equivalent. * Steroids as premedication for hypersensitivity reactions (e.g., CT scan premedication).
- Any concurrent chemotherapy, investigational product (IP), biologic, or hormonal therapy that is not part of standard National Comprehensive Cancer Network (NCCN) indicated HNSCC adjuvant concurrent CRT. Concurrent use of hormonal therapy for non-cancer-related conditions (e.g., hormone replacement therapy) is acceptable.
- History of allogenic organ or bone marrow transplantation.
- Active or prior documented autoimmune or inflammatory disorders (including inflammatory bowel disease [e.g., colitis or Crohn's disease], diverticulitis [with the exception of diverticulosis], systemic lupus erythematosus, Sarcoidosis syndrome, or Wegener syndrome [granulomatosis with polyangiitis, Graves' disease, rheumatoid arthritis, hypophysitis, uveitis, etc]). The following are exceptions to this criterion: * Patients with vitiligo or alopecia. * Patients with hypothyroidism (e.g., following Hashimoto syndrome) stable on hormone replacement. * Any chronic skin condition that does not require systemic therapy. * Patients without active disease in the last 5 years may be included but only after consultation with the study physician. * Patients with celiac disease controlled by diet alone.
- Uncontrolled intercurrent illness, including but not limited to, ongoing or active infection, symptomatic congestive heart failure, uncontrolled hypertension, unstable angina pectoris, cardiac arrhythmia, interstitial lung disease, serious chronic gastrointestinal conditions associated with diarrhea, or psychiatric illness/social situations that would limit compliance with study requirement, substantially increase risk of incurring adverse events (AEs) or compromise the ability of the patient to give written informed consent.
- History of another primary malignancy except for: * Malignancy treated with curative intent and with no known active disease >= 3 years before the first dose of IP and of low potential risk for recurrence. * Adequately treated non-melanoma skin cancer or lentigo maligna without evidence of disease. * Adequately treated carcinoma in situ without evidence of disease.
- History of leptomeningeal carcinomatosis.
- History of active primary immunodeficiency.
- Active infection including tuberculosis (clinical evaluation that includes clinical history, physical examination and radiographic findings, and tuberculosis [TB] testing in line with local practice), hepatitis B (known positive hepatitis B virus [HBV] surface antigen [HBsAg] result), hepatitis C, or human immunodeficiency virus (HIV) (positive HIV 1/2 antibodies). Patients with a past or resolved HBV infection (defined as the presence of hepatitis B core antibody [anti-HBc] and absence of HBsAg) are eligible. Patients positive for hepatitis C (HCV) antibody are eligible only if polymerase chain reaction is negative for HCV ribonucleic acid (RNA).
- Receipt of live attenuated vaccine within 30 days prior to the first dose of IP. Note: patients, if enrolled, should not receive live vaccine whilst receiving IP and up to 30 days after the last dose of IP.
- Female patients who are pregnant or breastfeeding or male or female patients of reproductive potential who are not willing to employ highly effective birth control from screening to 90 days after the last dose of durvalumab monotherapy. Patient must have a negative serum or urine pregnancy test within 72 hours of study entry.
- Known allergy or hypersensitivity to any of the study drugs or any of the study drug excipients.
- Prior randomization or treatment in a previous durvalumab clinical study.
- Patients with p16-positive oropharyngeal squamous cell carcinoma (SCCA). No verification of p16 status is needed for laryngeal cancer or oral cavity cancer.
- Patients with sinonasal SCCAs.
- Patients with metastatic SCCA neck disease with an unknown primary tumor site.
- Patients with distant metastatic disease on initial screening imaging.
- Judgment by the investigator that the patient is unsuitable to participate in the study and the patient is unlikely to comply with study procedures, restrictions and requirements.
Study sponsor and potential other locations can be found on ClinicalTrials.gov for NCT03635164.
PRIMARY OBJECTIVE:
I. Determine maximum tolerated dose (MTD) and tolerability of combination of durvalumab + radiation therapy (RT) + postoperative adjuvant durvalumab in surgically resectable stage II-IVB oral cavity, stage III-IVB larynx and hypopharynx, or stage III-IVB HPV and/or p16 negative intermediate-high risk oropharynx head and neck cancer.
SECONDARY OBJECTIVES:
I. Determine pathologic response (in diagnostic biopsy and surgical specimens) to durvalumab + RT prior to surgery.
II. Determine clinical response (via imaging and clinical exam) at about 3 months from the end of adjuvant radiation (if given), or for those that do not receive adjuvant radiation, at about 3 months from the end of cycle 2 adjuvant durvalumab.
III. Evaluate biomarkers of immune response to treatment protocol in tumor and blood samples (including circulating tumor cells).
IV. Assess incidence of adverse pathologic features that constitute indications for adjuvant therapy.
V. Define toxicity profile associated with treatment protocol.
VI. Assess short-term quality-of-life associated with treatment protocol.
EXPLORATORY OBJECTIVES:
I. To establish a gene signature panel that can assess the response to RT-anti-PDL1 response and treatment outcome.
II. Compare change in anti-PDL1 and T cell infiltration pattern and intensity before and after RT and anti-PDL1 by immunohistochemistry.
III. To evaluate the impact of other mutations on immune response and treatment outcome.
IV. Blood samples to evaluate biomarkers of immune response as well as for evaluation of circulating auto-antibodies.
V. Tumor tissue taken at the time of initial biopsy and at time of resection will be profiled for tumor infiltrating lymphocytes; activation markers and antigen specific T-cell receptor (TCR) utilization/diversity will be evaluated for additional checkpoint targets.
VI. On long-term follow-up, tumor antigen specific T lymphocyte memory populations will be monitored for representation and robustness in in-vitro stimulation assays as potential biomarker of continued anti-tumor activity.
OUTLINE: This is a dose-escalation study of stereotactic body radiation therapy.
Beginning 3-6 weeks prior to surgery, patients receive durvalumab intravenously (IV) over 1 hour on day 1 and undergo 2 fractions of stereotactic body radiation therapy every other day from day 1 for 1 week. Within 6-12 weeks after surgery, patients receive durvalumab IV over 1 hour once every 4 weeks for up to 6 cycles in the absence of disease progression or unacceptable toxicity. Patients may undergo radiation therapy (intensity modulated radiation therapy) once daily for 30 fractions or chemotherapy while receiving durvalumab per treating physician.
After completion of study treatment, patients are followed up every 12 weeks for 18 months.
Trial PhasePhase I
Trial Typetreatment
Lead OrganizationUCHealth University of Colorado Hospital
Principal InvestigatorSana D Karam
- Primary ID18-0606
- Secondary IDsNCI-2018-02139
- ClinicalTrials.gov IDNCT03635164