Avelumab and Endocrine Therapy with or without Palbociclib in Treating Patients with Stage I-III Estrogen Receptor Positive Breast Cancer
This phase II trial studies how well avelumab and endocrine therapy given with or without palbociclib work in treating patients with stage I-III estrogen receptor positive breast cancer. Immunotherapy with monoclonal antibodies, such as avelumab, may help the body’s immune system attack the cancer, and may interfere with the ability of tumor cells to grow and spread. Estrogen can cause the growth of breast cancer cells. Endocrine therapy may lower the amount of estrogen made by the body or may block the use of estrogen by tumor cells. This may help stop the growth of tumor cells that need estrogen to grow. Palbociclib may stop the growth of tumor cells by blocking some of the enzymes needed for cell growth. It is not known whether giving avelumab and endocrine therapy with or without palbociclib will work better in treating patients with breast cancer.
Inclusion Criteria
- Stage II-III ER-positive breast cancer * ER/progesterone receptor (PR) positivity defined as >= 1% by immunohistochemistry (IHC). Must be HER2 negative (IHC 0 or 1, or if IHC 2 FISH ratio < 2 and HER2 copy number < 4) * T1N+ tumors must have a breast tumor >= 1.5 cm * T2N0 must be at least grade 2 * Eligible for neoadjuvant endocrine-based therapy ** Note: Pathology (Path) must be reviewed and approved by sponsor prior to baseline research biopsy
- Tumor must be evaluable (either palpable or by ultrasound)
- Eastern Cooperative Oncology Group (ECOG) performance status of 1 or less
- Hemoglobin >= 9 g/dL (within 28 days prior to registration) * NOTE: Exceptions to the above include Gilbert’s Syndrome. Levels may be achieved with transfusion and/or growth factor support
- Absolute neutrophil count >= 1,500/mcL (within 28 days prior to registration) * NOTE: Exceptions to the above include Gilbert’s Syndrome. Levels may be achieved with transfusion and/or growth factor support
- Platelets >= 100,000/mcl (within 28 days prior to registration) * NOTE: Exceptions to the above include Gilbert’s Syndrome. Levels may be achieved with transfusion and/or growth factor support
- Total Bilirubin within normal institutional limits (within 28 days prior to registration) * NOTE: Exceptions to the above include Gilbert’s Syndrome. Levels may be achieved with transfusion and/or growth factor support
- Aspartate aminotransferase (AST) (serum glutamic-oxaloacetic transaminase [SGOT])/alanine aminotransferase (ALT) (serum glutamate pyruvate transaminase [SPGT]) =< 2.5 x institutional upper limit of normal (ULN) (within 28 days prior to registration) * NOTE: Exceptions to the above include Gilbert’s Syndrome. Levels may be achieved with transfusion and/or growth factor support
- Creatinine clearance > 40 mL/min by Cockcroft Gault (within 28 days prior to registration) * NOTE: Exceptions to the above include Gilbert’s Syndrome. Levels may be achieved with transfusion and/or growth factor support
- Females of child-bearing potential (FOCBP) and males must agree to use highly effective contraception prior to study entry, for the duration of study participation, and for 30 days following completion of therapy. Should a female patient become pregnant or suspect she is pregnant while participating in this study, she should inform her treating physician immediately * NOTE: A FOCBP is any woman (regardless of sexual orientation, having undergone a tubal ligation, or remaining celibate by choice) who meets the following criteria: ** Has not undergone a hysterectomy or bilateral oophorectomy ** Has had menses at any time in the preceding 12 consecutive months (and therefore has not been naturally postmenopausal for > 12 months)
- FOCBP must have a negative pregnancy test within 7 days prior to registration on study
- Patients must have the ability to understand and the willingness to sign a written informed consent prior to registration on study
Exclusion Criteria
- Evidence of metastatic disease or inflammatory breast cancer
- Patients not felt to be sensitive to benefit from endocrine therapy, such that a neoadjuvant endocrine-based approach would not be appropriate (i.e. PR-negative, high grade/Ki67, high gene expression profile, clinically aggressive presentation)
- Previous treatment with endocrine therapy within the last 10 years (e.g. tamoxifen, aromatase inhibitors)
- Previous treatment with CDK4/6 inhibitors, or immune checkpoint inhibitors
- Use of selective serotonin reuptake inhibitors (SSRIs) and/or any concomitant use of medications within 4 days prior to enrollment. If patients are on stable doses and there are no good alternatives, the treating physician may discuss with principal investigator (PI)
- May not be receiving any other investigational agents. (Note: coronavirus disease-2019 [COVID-19] vaccines are permitted. Other agents may be permitted with study chair approval if clinically appropriate)
- May not be receiving immunosuppressive therapy within 2 weeks of study entry
- History of allergic reactions attributed to compounds of similar chemical or biologic composition to corresponding endocrine therapy (tamoxifen, aromatase inhibitors, gonadotrophin releasing hormone [GnRH] agonists), palbociclib, and avelumab are not eligible
- May not have had a prior diagnosis of cancer if it has been < 3 years since their last treatment (with the exception of squamous cell carcinoma or basal cell carcinoma of the skin or cervical intraepithelial neoplasia) * NOTE: Patients with a history of breast cancer or breast cancer treatment within the last 10 years are also excluded. Any previous radiation to affected breast is excluded
- Autoimmune disease within the last 3 years with the exception of: * Vitiligo or alopecia * Hypothyroidism on stable doses of thyroid medication * Psoriasis not requiring systemic therapy
- Uncontrolled intercurrent illness including, but not limited to any of the following, are not eligible: * Ongoing or active infection requiring systemic treatment (including human immunodeficiency virus [HIV], tuberculosis [TB], hepatitis viruses) * Symptomatic congestive heart failure * Cerebral vascular accident/stroke (< 6 months prior to enrollment) * Myocardial infarction (< 6 months prior to enrollment) * Unstable angina pectoris * Cardiac arrhythmia * Psychiatric illness/social situations that would limit compliance with study requirements * Any other illness or condition that the treating investigator feels would interfere with study compliance or would compromise the patient’s safety or study endpoints
- Other severe acute or chronic medical conditions including immune colitis, inflammatory bowel disease, immune pneumonitis, pulmonary fibrosis or psychiatric conditions including recent (within the past year) or active suicidal ideation or behavior; or laboratory abnormalities that may increase the risk associated with study participation or study treatment administration or may interfere with the interpretation of study results and, in the judgment of the investigator, would make the patient inappropriate for entry into this study
- Administration of live attenuated vaccines within 4 weeks of the first dose of avelumab and while on trials is prohibited
- Prior organ transplantation including allogenic stem-cell transplantation
- Female patients who are pregnant or nursing are not eligible
Study sponsor and potential other locations can be found on ClinicalTrials.gov for NCT03573648.
PRIMARY OBJECTIVE:
I. To evaluate the clinical complete response (cCR) rate in patients with early stage estrogen receptor (ER)-positive breast cancer, treated with palbociclib with tamoxifen followed by avelumab, compared to endocrine therapy alone followed by avelumab.
SECONDARY OBJECTIVES:
I. To determine safety and tolerability of endocrine therapy and palbociclib with avelumab.
II. To assess pathologic (p)CR rates between arms.
III. To assess cCR rates by clinical exam.
IV. To assess disease-free survival (DFS) and overall survival (OS) between arms.
EXPLORATORY OBJECTIVES:
I. To determine if palbociclib and endocrine therapy increases tumor infiltrating lymphocytes (TILs) compared to endocrine therapy alone, and result in higher cCR rates when avelumab is added.
II. To determine if palbociclib and endocrine therapy induces an oligoclonal shift in T cell receptor repertoires compared to endocrine therapy alone, and result in higher cCR rates when avelumab is added.
III. To determine if palbociclib and endocrine therapy upregulate immune-related gene expression (PD-L1, PD-L2, HLA, granzyme B) compared to endocrine therapy alone.
IV. To determine if baseline mutational and neoantigen burden are associated with higher cCR rates.
V. To evaluate changes if CD3+ and FOXP3+ T cells.
VI. To determine if baseline PD-L1 status correlates with response to avelumab.
VII. To evaluate novel immune-based biomarkers that characterize the tumor microenvironment.
VIII. To describe magnetic resonance imaging (MRI) dynamics in patients receiving immunotherapy-based treatment.
IX. To evaluate changes in Ki67 and other immune-biomarkers when avelumab is added to tamoxifen (T) vs tamoxifen with palbociclib (TP).
OUTLINE: Patients are randomized to 1 of 2 arms.
ARM A: Patients receive palbociclib orally (PO) once daily (QD) on days 1-21, and endocrine therapy based on sex and menopausal status. Beginning, cycle 2, patients also receive avelumab intravenously (IV) over 60 minutes on days 1 and 15. Treatment repeats every 28 days for up to 4 cycles in the absence of disease progression or unacceptable toxicity.
ARM B: Patients receive endocrine therapy based on sex and menopausal status. Beginning, cycle 2, patients also receive avelumab IV over 60 minutes on days 1 and 15. Treatment repeats every 28 days for up to 4 cycles in the absence of disease progression or unacceptable toxicity.
ENDOCRINE THERAPY:
PREMENOPAUSAL: Patients receive tamoxifen PO QD on days 1-28, and either leuprolide intramuscularly (IM) or goserelin subcutaneously (SC) on day 1.
POSTMENOPAUSAL: Patients receive letrozole PO QD on days 1-28. Patients may receive anastrozole or exemestane PO QD on days 1-28 if letrozole not tolerated or not feasible.
MALE PATIENTS: Patients receive tamoxifen PO QD on days 1-28. Patients may also receive leuprolide IM or goserelin SC on day 1 per treating physician discretion.
After completion of study treatment patients are followed up at 30 days, 3 months, and then annually for up to 3 years.
Trial PhasePhase II
Trial Typetreatment
Lead OrganizationJohns Hopkins University/Sidney Kimmel Cancer Center
Principal InvestigatorCesar Augusto Santa-Maria
- Primary IDJ1836
- Secondary IDsNCI-2018-02470, CRMS-68746, IRB00164275
- ClinicalTrials.gov IDNCT03573648