Ficerafusp Alfa, Pembrolizumab, and SBRT for the Treatment of Locally HPV-Negative Advanced Head and Neck Squamous Cell Cancer
This phase I/II trial tests the safety, side effects and best dose of ficerafusp alfa, pembrolizumab with stereotactic body radiation therapy (SBRT) and how well the combination works in treating patients with human papillomavirus (HPV)-negative head and neck squamous cell cancer (HNSCC) that has spread to nearby tissue or lymph nodes (locally advanced). Ficerafusp alfa, a bifunctional monoclonal antibody, restricts the growth and survival of tumor cells by blocking their communication pathways and enhancing the immune system. Immunotherapy with monoclonal antibodies, such as pembrolizumab, may help the body's immune system attack the tumor, and may interfere with the ability of tumor cells to grow and spread. SBRT is a type of external radiation therapy that uses special equipment to position a patient and precisely deliver radiation to tumors in the body (except the brain). The total dose of radiation is divided into smaller doses given over several days. This type of radiation therapy helps spare normal tissue. Giving ficerafusp alfa, pembrolizumab and SBRT prior to undergoing surgery may be safe, tolerable, and may improve the results of surgery and make intensive chemotherapy and radiation after surgery less likely in patients with locally advanced HPV-negative HNSCC.
Inclusion Criteria
- Newly diagnosed histologically or cytologically confirmed locally advanced, oropharyngeal carcinoma (OPC) HPV-negative head and neck squamous cell carcinoma (OPSCC) or HNSCC arising from oral cavity, larynx, or hypopharynx
- Baseline resectable disease per the judgment of the treating surgical oncologist
- Clinical stage III, IVA, or IVB disease as defined using the 8th (2017) edition of the tumor, node, metastasis (TNM) staging system by the American Joint Committee on Cancer (AJCC) and the Union for International Cancer Control (UICC): * T1-2, N1-3 or * T3, any N or * T4, any N
- Documented tumor PD-L1 combined positive score (CPS) ≥ 1 (by PD-L1 immunohistochemistry [IHC] pharmDx assay), determined locally
- Willing to provide blood and newly obtained core or excisional biopsy of tumor lesion pre-treatment and at the time of surgery for pathologic and correlative analyses
- Age 18 years or older at the time of informed consent
- Eastern Cooperative Oncology Group (ECOG) performance status of 0 or 1
- Absolute neutrophil count ≥ 1.5 K/cumm
- Platelets ≥ 100 K/cumm
- Hemoglobin ≥ 9 g/dL (without packed red blood cell [PRBC] transfusion in the prior 7 days)
- Total serum bilirubin ≤ 1.5 x institutional upper limit of normal (IULN) (except for subjects with documented diagnosis of Gilbert syndrome). For subjects with a documented diagnosis of Gilbert's syndrome, total serum bilirubin must be ≤ 3.0 x ULN, provided that direct bilirubin is within normal limits
- Aspartate aminotransferase (AST)(serum glutamic oxaloacetic transaminase [SGOT])/alanine aminotransferase (ALT)(serum glutamic pyruvic transaminase [SGPT]) ≤ 2.5 x IULN
- Creatinine clearance (measured or calculated via the Cockcroft-Gault equation or per institutional standards) ≥ 30 mL/min
- Prothrombin time (PT) international normalized ratio (INR) or activated partial thromboplastin time (aPTT) ≤ 1.5 x IULN (except for subjects receiving anticoagulant therapy)
- The effects of pembrolizumab and ficerafusp alfa on the developing human fetus are unknown. For this reason, people of childbearing potential and people able to father a child must agree to use adequate contraception prior to study entry, for the duration of study participation, and for 120 days (women) or 90 days (men) after completion of study treatment
- Ability to understand and the willingness to sign a written informed consent document. Legally authorized representatives may sign and give informed consent on behalf of study participants
Exclusion Criteria
- Currently receiving any other investigational agents
- Prior history of grade ≥ 2 intolerance or hypersensitivity reactions to other murine proteins, or the active substances of ficerafusp alfa, pembrolizumab, or any of their excipients
- At higher risk of bleeding, including known bleeding diathesis or current active major bleeding, or recent major bleeding episode (within 4 weeks prior to enrollment)
- Any of the following within 6 months prior to starting study treatment: ST-elevation myocardial infarction, severe/unstable angina, uncontrolled cardiac ventricular arrhythmia, coronary/peripheral artery bypass graft or stent, cerebrovascular accident/stroke less than 6 months prior to enrollment, or congestive heart failure. Subjects with deep vein thrombosis who are hemodynamically stable can enroll if they are on a stable dose of anticoagulants for at least 3 months
- Active autoimmune disease requiring systemic treatment in the past 2 years (i.e., with use of disease modifying agents, corticosteroids, or immunosuppressive drugs). Replacement therapy (e.g., thyroxine, insulin, or physiologic corticosteroid replacement therapy for adrenal or pituitary insufficiency, etc.) is not considered a form of systemic treatment
- Active systemic infection requiring either hospitalization or parenteral anti-infective therapy within 2 weeks before first dose of study treatment
- Chronic hepatitis B virus (HBV) infection with active disease meeting the criteria for anti-HBV therapy but not on a suppressive antiviral therapy prior to initiation of study treatment. HBV testing not required in the absence of known history of infection. Note: Subjects who are hepatitis B surface antigen positive are eligible if they have received HBV antiviral therapy for at least 4 weeks and have undetectable HBV viral load prior to randomization. These subjects should remain on antiviral therapy throughout the study treatment period and follow local guidelines for HBV antiviral therapy post completion of study treatment
- Known history of hepatitis C virus (HCV) infection that has not been cured or that has a detectable viral load. Patients with a history of HCV that has been treated and cured are eligible provided they completed curative antiviral therapy at least 4 weeks prior to initiation of study treatment. Patients with HCV infection who are currently on treatment and have an undetectable HCV viral load are eligible. HCV testing not required in the absence of known history of infection
- Known history of human immunodeficiency virus (HIV) (HIV 1/2 antibodies) with viral load > 0 or CD4 < 350. HIV testing is not required in the absence of known history of infection
- Receipt of any organ transplantation, including autologous and allogeneic stem cell transplantation, except for transplants that do not require immunosuppression
- Known to be diagnosed and/or treated for any other additional malignancy within 2 years prior to randomization with the exception of the following: Curatively treated basal cell carcinoma or squamous cell carcinoma of the skin, and curatively resected in situ cervical cancer, and curatively resected in situ breast cancer, and low-risk early stage prostate cancer defined as follows: Stage T1c or T2a with a Gleason score ≤ 6 and prostatic-specific antigen < 10 ng/mL either treated with definitive intent or untreated in active surveillance that has been stable for the past year prior to study entry. Other exceptions may be considered with the principal investigator (PI)'s consultation. The time requirement for no malignancy for 2 years does not apply to the cancer for which a subject is enrolled in the study
- Any condition requiring systemic treatment with either corticosteroids (> 10 mg daily of prednisone or equivalent) or other immunosuppressive medication within 7 days prior to the first dose of study treatment, except for topical, intranasal, intrabronchial, or ocular steroids. Corticosteroid use as premedication for allergic reactions (e.g., intravenous contrast), or as a prophylactic management of adverse events (AEs) related to the therapies specified in the protocol is allowed. The use of physiologic doses of corticosteroids may be approved after consultation with the principle-investigator
- Use of a live or live attenuated vaccine within 4 weeks prior to Screening. Note: Administration of killed, recombinant, or inactivated vaccines is allowed
- Pregnant or breastfeeding. People of childbearing potential must have a negative pregnancy test at screening and within 7 days of first dose of study treatment
Study sponsor and potential other locations can be found on ClinicalTrials.gov for NCT07552558.
Locations matching your search criteria
United States
Missouri
Saint Louis
PRIMARY OBJECTIVES:
I. To determine the maximum tolerated dose (MTD) of neoadjuvant SBRT in combination with pembrolizumab plus ficerafusp alfa in locally advanced HPV-negative HNSCC. (Phase I)
II. To assess the efficacy of the combination of neoadjuvant SBRT in combination with pembrolizumab plus ficerafusp alfa in locally advanced HPV-negative HNSCC. (Phase II)
SECONDARY OBJECTIVES:
I. To assess the safety of neoadjuvant SBRT in combination with pembrolizumab plus ficerafusp alfa in locally advanced HPV-negative HNSCC. (Phase II only)
II. To assess pathological response in patients with locally advanced HPV-negative HNSCC treated with neoadjuvant SBRT and pembrolizumab plus ficerafusp alfa. (Phase II only)
III. To assess event-free survival (EFS) in patients with locally advanced HPV-negative HNSCC treated with neoadjuvant SBRT and pembrolizumab plus ficerafusp alfa. (Phase II only)
IV. To document clinical to pathologic down-staging (and extent of surgical plan modification, if any) in patients with locally advanced HPV-negative HNSCC treated with neoadjuvant SBRT and pembrolizumab plus ficerafusp alfa. (Phase II only)
V. To determine the overall survival (OS) of patients with locally advanced HPV-negative HNSCC treated with neoadjuvant SBRT and pembrolizumab plus ficerafusp alfa. (Phase II only)
TERTIARY/EXPLORATORY OBJECTIVES:
I. To compare gene expression changes related to partial epithelial-to-mesenchymal cell transition (EMT), macrophage polarization, and inflammation from tissue and blood pre- and post-treatment to determine changes in expression after neoadjuvant SBRT and pembrolizumab plus ficerafusp alfa.
II. To assess change in immune cell infiltration and activation in the blood and tissue with the addition of neoadjuvant SBRT and pembrolizumab plus ficerafusp alfa.
III. To evaluate the impact of baseline mutations (tumor mutation burden [TMB]) on proportion of immune infiltration after neoadjuvant SBRT and pembrolizumab plus ficerafusp alfa and on pathological complete response (pCR).
IV. To evaluate whether persistence of circulating tumor deoxyribonucleic acid (ctDNA) from baseline to surgery and follow-up predict for poor response to therapy.
V. To evaluate whether the treatment with neoadjuvant SBRT and pembrolizumab plus ficerafusp alfa enhances T cell receptor (TCR) diversity or expansion from baseline to surgery.
VI. To perform long-term evaluation of tumor-specific memory T cells at surgery, 3 months, and 6 months follow-up time interval.
VII. To assess quality of life (QOL) change at 3, 6, 12 and 18 months time points.
OUTLINE:
Patients undergo SBRT on days 1, 3, and 5, days 1 and 4, or day 1 only and receive pembrolizumab intravenously (IV) over 30 minutes on day 1 only or days 1 and 22 and ficerafusp alfa IV over 120 minutes on days 1, 8, 15, and 22 in the absence of disease progression or unacceptable toxicity. Starting 5-6 weeks after completion of SBRT, patients undergo standard of care (SOC) surgical resection and may be followed by SOC adjuvant chemotherapy and radiation therapy per treating investigator decision. Additionally, patients undergo biopsy at baseline and blood sample collection, computed tomography (CT), fludeoxyglucose F-18 (FDG) positron emission tomography (PET)-CT, and magnetic resonance imaging (MRI) throughout the study.
After completion of study treatment, patients are followed every 3 months for 24 months then every 12 months for up to an additional 36 months for a total of 5 years (60 months).
Trial PhasePhase I/II
Trial Typetreatment
Lead OrganizationSiteman Cancer Center at Washington University
Principal InvestigatorSana D Karam
- Primary ID202604179
- Secondary IDsNCI-2026-04128
- ClinicalTrials.gov IDNCT07552558