Mammaglobin-A DNA Vaccine in Treating Patients with Newly Diagnosed Breast Cancer Undergoing Endocrine Therapy or Chemotherapy before Surgery
This phase Ib trial studies the side effects of mammaglobin-A deoxyribonucleic acid (DNA) vaccine in treating patients with newly diagnosed breast cancer undergoing endocrine therapy or chemotherapy before surgery. Mammaglobin-A is a protein that is highly expressed by breast cancer cells. Vaccines made from DNA that contains the gene for mammaglobin-A may help the body build an effective immune response to kill breast cancer cells.
Inclusion Criteria
- Newly diagnosed histologically confirmed invasive breast cancer
- Clinical T2-T4c, any N, M0 invasive estrogen receptor positive (ER+) (Allred Score of 6-8) and human epidermal growth factor receptor 2 negative (HER2-) (0 or 1+ by immunohistochemistry [IHC] or fluorescence in situ hybridization [FISH] negative for amplification) breast cancer by American Joint Committee on Cancer (AJCC) 7th edition clinical staging, with the goal being surgery to completely excise the tumor in the breast and the lymph node; patients with T1c tumors are eligible if they are considered candidates for neoadjuvant endocrine therapy or chemotherapy
- At least 1 measurable lesion
- Candidate for neoadjuvant endocrine therapy or chemotherapy
- At least 18 years of age
- Eastern Cooperative Oncology Group (ECOG) performance status =< 2
- White blood cell (WBC) >= 3,000/uL (no more than 28 days prior to the start of neoadjuvant endocrine therapy or chemotherapy)
- Absolute neutrophil count >= 1,500/uL (no more than 28 days prior to the start of neoadjuvant endocrine therapy or chemotherapy)
- Platelets >= 100,000/uL (no more than 28 days prior to the start of neoadjuvant endocrine therapy or chemotherapy)
- Total bilirubin =< institutional upper limit of normal (no more than 28 days prior to the start of neoadjuvant endocrine therapy or chemotherapy)
- Aspartate aminotransferase (AST)/alanine aminotransferase (ALT) =< 2.5 X institutional upper limit of normal (no more than 28 days prior to the start of neoadjuvant endocrine therapy or chemotherapy)
- Creatinine =< institutional upper limit of normal OR creatinine clearance >= 60 mL/min/1.73 m^2 for patients with creatinine above institutional upper limit of normal (IULN) (no more than 28 days prior to the start of neoadjuvant endocrine therapy or chemotherapy)
- Postmenopausal or premenopausal; * NOTE: Postmenopausal women, verified by: ** Bilateral surgical oophorectomy, or ** No spontaneous menses >= 1 year or ** No menses for < 1 year with follicle stimulating hormone (FSH) and estradiol levels in postmenopausal range, according to institutional standards; * Premenopausal women, verified by: ** Regular menses, or ** FSH and estradiol levels in premenopausal range, according to institutional standards
- Able to understand, and willing to sign a written informed consent document
- Confirmation that primary tumor expresses mammaglobin-A by IHC
- Clinical assessment by treating physician that the patient is responding to neoadjuvant therapy or optional tumor Ki67 value is reported as “low” after 14 days
Exclusion Criteria
- Received any of the following for treatment of this cancer (except for the neoadjuvant endocrine therapy or chemotherapy specified within this protocol): * Surgery * Radiation therapy * Chemotherapy * Biotherapy * Hormonal therapy * Investigational agent Note that subjects who do not respond initially to endocrine therapy may receive chemotherapy and remain on study
- Receiving any other investigational agent(s) or has received an investigational agent within the last 30 days
- Known metastatic disease
- Known allergy, or history of serious adverse reaction to vaccines such as anaphylaxis, hives, or respiratory difficulty
- Prior axillary lymph node sampling (sentinel lymph node biopsy or axillary lymph node dissection); fine needle aspiration (FNA) or core needle biopsy of axillary lymph node is acceptable
- Uncontrolled intercurrent illness including, but not limited to ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, or psychiatric illness/social situation that would limit compliance with study requirements
- Prior or currently active autoimmune disease requiring management with immunosuppression; this includes inflammatory bowel disease, ulcerative colitis, Crohn’s disease, systemic vasculitis, scleroderma, psoriasis, multiple sclerosis, hemolytic anemia, immune-mediated thrombocytopenia, rheumatoid arthritis, systemic lupus erythematosus, Sjogren's syndrome, sarcoidosis, or other rheumatologic disease or any other medical condition or use of medication (e.g., corticosteroids) which might make it difficult for the patient to complete the full course of treatments or to generate an immune response to vaccines; asthma or chronic obstructive pulmonary disease that does not require daily systemic corticosteroids is acceptable; any patients receiving steroids should be discussed with the principal investigator (PI) to determine if eligible
- Pregnant or breastfeeding; a negative serum or pregnancy test is required no more than 7 days before study entry, and patients must be willing to employ adequate contraception; women of childbearing potential must use two forms of contraception (hormonal or barrier method of birth control; abstinence) prior to study entry and for the duration of study participation
- Known human immunodeficiency virus (HIV)-positive status; these patients are ineligible because of the potential inability to generate an immune response to vaccines
- Subjects with a strong likelihood of non-adherence such as difficulties in adhering to follow-up schedule due to geographic distance from the Siteman Cancer Center should not knowingly be registered
- Individuals in whom a skinfold measurement of the cutaneous and subcutaneous tissue for the eligible injection sites (left and right medial deltoid region) exceeds 40 mm
- Individuals in whom the ability to observe possible local reactions at the eligible injection sites (deltoid region) is, in the opinion of the investigator, unacceptably obscured due to a physical condition or permanent body art
- Therapeutic or traumatic metal implant in the skin or muscle of either deltoid region
- Acute or chronic, clinically significant hematologic, pulmonary, cardiovascular, or hepatic or renal functional abnormality as determined by the investigator based on medical history, physical examination, electrocardiogram (EKG), and/or laboratory screening test
- Any chronic or active neurologic disorder, including seizures and epilepsy, excluding a single febrile seizure as a child
- Syncopal episode within 12 months of screening
- Current use of any electronic stimulation device, such as cardiac demand pacemakers, automatic implantable cardiac defibrillator, nerve stimulators, or deep brain stimulators
Study sponsor and potential other locations can be found on ClinicalTrials.gov for NCT02204098.
PRIMARY OBJECTIVE:
I. To demonstrate the safety of the mammaglobin-A DNA vaccine.
SECONDARY OBJECTIVE:
I. To evaluate the immune response to the mammaglobin-A DNA vaccine and to obtain preliminary information on clinical outcomes.
EXPLORATORY OBJECTIVE:
I. To evaluate the clinical outcome of objective tumor response rate (ORR).
OUTLINE: Patients are assigned to 1 of 4 cohorts.
COHORT I: Patients receive neoadjuvant endocrine therapy as determined by the treating physician and undergo surgery on day 112.
COHORT II: Patients receive neoadjuvant endocrine therapy as determined by the treating physician and undergo surgery on day 112. Patients also receive mammaglobin-A DNA vaccine intramuscularly (IM) on days 28, 56, and 84.
COHORT III: Patients receive neoadjuvant chemotherapy as determined by the treating physician and undergo surgery on day 112.
COHORT IV: Patients receive neoadjuvant chemotherapy as determined by the treating physician and undergo surgery on day 112. Patients also receive mammaglobin-A DNA vaccine IM on days 28, 56, and 84.
After completion of surgery, patients are followed up at 2 weeks, 6 months, and then annually thereafter for at least 5 years.
Trial PhasePhase I
Trial Typetreatment
Lead OrganizationSiteman Cancer Center at Washington University
Principal InvestigatorWilliam E. Gillanders
- Primary ID201407100
- Secondary IDsNCI-2014-01457, 14-x092
- ClinicalTrials.gov IDNCT02204098