Preoperative Use of Radiation to Enhance the Effectiveness of Immune Checkpoint Blockade Therapy in Operable Breast Cancer
This phase Ib/II trial studies the effect of hypofractionated radiation therapy and pembrolizumab when given before surgery (preoperative) in treating breast cancer that can be treated by surgery (operable). Immunotherapy with monoclonal antibodies, such as pembrolizumab, may help the body’s immune system attack the cancer, and may interfere with the ability of tumor cells to grow and spread. Hypofractionated radiation therapy delivers higher doses of radiation therapy over a shorter period of time and may kill more cancer cells and have fewer side effects. Giving pembrolizumab with or without radiation therapy before standard of care surgery may work better in treating breast cancer.
Inclusion Criteria
- Male or female age ≥ 18 years old (unless otherwise specified)
- Willing and able to provide written informed consent/assent
- Eastern Cooperative Oncology Group (ECOG) performance status 0 – 1
- Male or female with newly diagnosed breast cancer with tumor size < 5 cm who are not eligible for I-SPY2 (to prevent recruitment competition), or not recommended to undergo standard of care neoadjuvant chemotherapy with at least one of the following features: * Triple negative breast cancer (TNBC) defined using the American Society of Clinical Oncology (ASCO) College of American Pathologists (CAP) guidelines with the following modification supported by a recent publication as estrogen receptor (ER) ≤ 10%, progesterone receptor (PR) ≤ 10%, HER2- determined by immunohistochemistry and/or fluorescence in situ hybridization analyses and with tumor size ≤ 2.5 cm * Hormone receptor positive (HR+) HER2- breast cancer regardless of nodal status and age of diagnosis ≥ 50 * HR+ HER2- breast cancer and age of diagnosis < 50 with tumor size ≤ 2.5 cm and clinically node (+) * HR+ or HR- and HER2+ breast cancer with tumor size ≤ 2.5 cm * Ductal carcinoma in situ (DCIS) with microinvasion OR * Locally recurrent breast cancer of any receptor subtype with no prior radiation, not recommended to receive neoadjuvant chemotherapy and expecting surgical excision as part of treatment
- A female participant is eligible to participate if she is not pregnant, not breastfeeding, and at least one of the following conditions applies: * Not a woman of childbearing potential (WOCBP) OR * A WOCBP who agrees to follow the contraceptive guidance during the treatment period and for at least 120 days for study treatments with risk of genotoxicity after the last dose of study treatment
- Female participants of childbearing potential should be willing to use 2 methods of birth control or be surgically sterile, or abstain from heterosexual activity for the course of the study through 120 days after the last dose of study medication. Medically accepted methods of birth control include a diaphragm, cervical cap, latex condoms, surgical sterility, intrauterine devices (IUDs), hormonal implants, injectable contraceptives, or birth control pills. Participants of childbearing potential are those who have not been surgically sterilized or have not been free from menses for > 1 year
- Ability to tolerate radiation therapy (e.g., lie flat and hold position)
- Absolute neutrophil count (ANC) >= 1500/mcL (within 21 days of treatment initiation)
- Platelets >= 100,000 / mcL (within 21 days of treatment initiation)
- Hemoglobin >= 9 g/dL (within 21 days of treatment initiation)
- Serum creatinine =< 1.5 x upper limit of normal (ULN) OR >= 60 mL/min for participants with creatinine levels > 1.5 x institutional ULN (within 21 days of treatment initiation)
- Bilirubin =< 1.5 x ULN OR direct bilirubin =< ULN for participants with total bilirubin levels > 1.5 ULN (within 21 days of treatment initiation)
- Aspartate aminotransferase (AST) & alanine aminotransferase (ALT) =< 2.5 X ULN (within 21 days of treatment initiation)
Exclusion Criteria
- A WOCBP who has a positive urine pregnancy test within 72 hours prior to allocation. If the urine test is positive or cannot be confirmed as negative, a serum pregnancy test will be required
- A history of prior radiotherapy to the ipsilateral breast/chest wall that precludes delivery of hypofractionated radiotherapy.
- Has received prior therapy with an anti-PD-1, anti-PD-L1, or anti PD L2 agent or with an agent directed to another stimulatory or co-inhibitory T-cell receptor (eg, CTLA-4, OX 40, CD137)
- Has received prior systemic anti-cancer therapy including investigational agents within 4 weeks prior to allocation
- Has not adequately recovered from major surgery or has ongoing surgical complications
- Has a known additional malignancy that is progressing or requires active treatment. Exceptions include basal cell carcinoma of the skin, squamous cell carcinoma of the skin, or in situ cervical cancer that has undergone potentially curative therapy
- Has active autoimmune disease that has required systemic treatment in the past 2 years except replacement therapy (eg., thyroxine, insulin, or physiologic corticosteroid)
- Participants with vitiligo or resolved childhood asthma/atopy would be an exception to this rule. Participants that require intermittent use of bronchodilators or local steroid injections would not be excluded from the study. Participants with hypothyroidism stable on hormone replacement or Sjogren’s syndrome will not be excluded from the study. Steroid prep due to dye allergies prior to staging scans or use in anti-emetic prophylaxis is allowed
- Has a history of (non-infectious) pneumonitis/interstitial lung disease that required steroids or has current pneumonitis/interstitial lung disease
- Has an active infection requiring systemic therapy
- Has a history or current evidence of any condition, therapy, or laboratory abnormality that might confound the results of the trial, interfere with the participant’s participation for the full duration of the trial, or is not in the best interest of the participant to participate, in the opinion of the treating investigator
- Has known psychiatric or substance abuse disorders that would interfere with cooperation with the requirements of the trial
- Is pregnant or breastfeeding or expecting to conceive or father children within the projected duration of the trial, starting with the pre-screening or screening visit through 120 days after the last dose of trial treatment
- Has a known history of human immunodeficiency virus (HIV) (HIV 1/2 antibodies)
- Has a known history of hepatitis B (defined as hepatitis B surface antigen [HBsAg] reactive) or known active hepatitis C virus (defined as HCV RNA [qualitative] is detected) infection * Note: no testing for hepatitis B and hepatitis C is required unless mandated by local health authority
- Has received a live vaccine or live-attenuated vaccine within 30 days before the first dose of study intervention. Administration of killed vaccines is allowed
- Has severe hypersensitivity (≥ grade 3) to pembrolizumab and/or any of its excipients
- Has had an allogenic tissue/solid organ transplant
Study sponsor and potential other locations can be found on ClinicalTrials.gov for NCT04454528.
PRIMARY OBJECTIVES:
I. To determine feasibility of combining pembrolizumab with a single fraction radiation boost in patients with early/operable breast cancer.
II. Assess clinical response on pre and post treatment clinical, imaging and histology/pathology exams.
SECONDARY OBJECTIVE:
I. Assess on pre and post treatment changes in blood, tissue, and fecal (if available) samples using assays such as transcriptomic and immunophenotype flow cytometry analyses and other assays.
EXPLORATORY OBJECTIVE:
I. To explore the immune response associated with immunostimulatory ribonucleic acid (RNA) in peripheral blood and in tumor tissues.
OUTLINE: Patients are randomized to 1 of 4 arms.
ARM I: Patients undergo hypofractionated radiation therapy (RT) on day -14 and receive pembrolizumab intravenously (IV) over 30 minutes on day -7 in the absence of disease progression or unacceptable toxicity. Patients then undergo standard of care surgical resection on day 0. Patients also undergo breast ultrasound during screening and as appropriate and urine and blood sample collection throughout the study. Additionally, patients undergo a chest x-ray during screening.
ARM II: Patients receive pembrolizumab IV over 30 minutes on day -14 and undergo hypofractionated RT on day -7 in the absence of disease progression or unacceptable toxicity. Patients then undergo standard of care surgical resection on day 0. Patients also undergo breast ultrasound during screening and as appropriate and urine and blood sample collection throughout the study. Additionally, patients undergo a chest x-ray during screening.
ARM III: (REMOVED FROM PROTOCOL ON 8/10/2023) Patients receive pembrolizumab IV over 30 minutes on day -14 in the absence of disease progression or unacceptable toxicity. Patients then undergo standard of care surgical resection on day 0.
ARM IV: Patients undergo standard of care surgical resection on day 0.
After completion of study treatment, patients are followed up on days 30 and 180, and then every 6 months for a total of 5 years.
Trial PhasePhase I/II
Trial Typetreatment
Lead OrganizationUniversity of Pennsylvania/Abramson Cancer Center
Principal InvestigatorJulia C. Tchou
- Primary IDUPCC 04119
- Secondary IDsNCI-2021-00217
- ClinicalTrials.gov IDNCT04454528