Anthracycline-Free Chemoimmunotherapy Before Surgery for the Treatment of Stage II-IIIB Triple Negative Breast Cancer with Elevated Tumor-Infiltrating Lymphocytes, Neo-TILs Trial
This phase II trial studies how well anthracycline-free chemoimmunotherapy with carboplatin, paclitaxel, and pembrolizumab given before surgery works in treating patients with stage II-IIIB triple negative breast cancer (TNBC) with elevated tumor infiltrating lymphocytes (TILs). The current standard treatment for TNBC includes five medications: carboplatin, paclitaxel, pembrolizumab, doxorubicin, and cyclophosphamide. This regimen has been shown to be highly effective in achieving a response and improving survival outcomes. However, it is also associated with a high rate of side effects. In particular, doxorubicin (an anthracycline) is associated with both short- and long-term risks, including potential heart damage, which may lead to heart failure. In rare cases, it may also increase the risk of blood cancers or bone marrow disorders. Cyclophosphamide is also associated with long-term risks, including bone marrow disorders. Carboplatin is in a class of medications known as platinum-containing compounds. Carboplatin works by killing, stopping, or slowing the growth of tumor cells. Paclitaxel is in a class of medications called antimicrotubule agents. It stops tumor cells from growing and dividing and may kill them. Immunotherapy with monoclonal antibodies, such as pembrolizumab, may help the body's immune system attack the cancer, and may interfere with the ability of tumor cells to grow and spread. Giving carboplatin, paclitaxel, and pembrolizumab without doxorubicin and cyclophosphamide may provide similar effectiveness to all five drugs together, while also reducing the risk of side effects associated with anthracyclines and cyclophosphamide among patients with stage II-IIIB TNBC with elevated TILs.
Inclusion Criteria
- PRE-SCREENING PHASE INCLUSION:
- Age ≥ 18 years at the time of informed consent
- Ability to understand and willingness to sign a written informed consent document in accordance with institutional and federal guidelines
- Histologically confirmed diagnosis of triple-negative breast cancer (TNBC) or hormone receptor-low invasive breast carcinoma, with clinical anatomic Stage II or Stage IIIA/B as defined by the American Joint Committee on Cancer (AJCC) 8th Edition Anatomic Breast Cancer Staging System. * Invasive tumor must be estrogen receptor (ER) and/or progesterone receptor (PR) negative or low, defined as ≤ 10% positive staining by immunohistochemistry (IHC). * HER2-negative disease, defined in accordance with current American Society of Clinical Oncology (ASCO)-College of American Pathologists (CAP) HER2 testing guidelines
- Eastern Cooperative Oncology Group (ECOG) performance status of 0 to 2
- SCREENING AND TREATMENT PHASES INCLUSION:
- Individuals of childbearing potential must be willing and able to use highly effective contraception from the time of informed consent, throughout study treatment, and for at least 6 months after the last dose of trial therapy * NOTE: Highly effective contraception is defined as methods with a failure rate < 1% per year when used consistently and correctly, and include: copper intrauterine device (IUD); bilateral tubal ligation/occlusion or other documented surgical sterilization; vasectomized partner with documented azoospermia, provided this is the sole sexual partner; or true sexual abstinence, defined as complete abstinence from heterosexual intercourse, when this is the participant’s usual and preferred lifestyle. Use of hormonal contraceptive methods (including combined oral contraceptives, progestin-only pills, injectables, implants, hormonal IUDs, patches, or vaginal rings) is not permitted during the study and for at least 6 months after the last dose of study treatment
- Willingness and ability to comply with all study procedures, including scheduled visits, treatment plans, laboratory tests, and other protocol-specified requirements
- Willingness and ability to sign and date written informed consent prior to initiation of any study-specific procedures
- Breast and axillary imaging (mammogram, ultrasound, or MRI) must have been completed within 45 days prior to registration
- Patients with abnormal axillary lymph nodes (identified clinically and/or radiographically) must undergo routine pathological confirmation via image-guided core biopsy or fine needle aspiration
- Presence of: * Measurable disease in the breast measuring at least 1 cm with or without nodal involvement; or * Clinical T0 disease with biopsy‑proven regional lymph node involvement (cT0N1–2M0), consistent with an overall anatomic stage II–IIIB classification ** For patients with clinical T0 disease confirmed by mammogram/US and MRI, nodal involvement must be documented by core needle biopsy or fine needle aspiration of an axillary or other regional lymph node demonstrating invasive breast carcinoma prior to initiation of neoadjuvant systemic therapy ** Patients must not have undergone prior surgical excision of an invasive breast primary tumor that would account for the T0 designation (i.e., T0 must not be the result of complete prior excision of the primary breast lesion)
- Patients with multifocal or multicentric disease are allowed if the dominant tumor is confirmed ER and/or PR ≤ 10%, and HER2-negative
- Patients with bilateral breast cancer are eligible if both tumors are HER2-negative
- Staging scans (e.g., computed tomography [CT] chest/abdomen/pelvis with a nuclear bone scan) must be performed to rule out metastatic disease under any of the following conditions: * Two or more abnormal axillary lymph nodes on imaging, or * Clinical suspicion of metastatic disease, or * At the discretion of the treating physician
- Peripheral neuropathy must be grade ≤ 1 per Common Terminology Criteria for Adverse Events (CTCAE) version (v)5.0
- Complete history and physical examination performed within 45 days prior to registration
- Hemoglobin ≥ 9.0 g/dL (without transfusion or erythropoietin support within 14 days prior to testing)
- Leukocytes ≥ 3,000/μL
- Absolute neutrophil count (ANC) ≥ 1,500/μL
- Platelet count ≥ 100,000/μL
- Aspartate aminotransferase (AST) (serum glutamic oxaloacetic transaminase [SGOT]) and alanine aminotransferase (ALT) (serum glutamic pyruvic transaminase [SGPT]) ≤ 3 × upper limit of normal (ULN)
- For participants without a history of Gilbert’s syndrome, total bilirubin ≤ 1.5 × upper limit of normal (ULN)
- For participants with a history of Gilbert’s syndrome, total bilirubin ≤ 5 × ULN
- Serum creatinine ≤ 1.5 mg/dL or creatinine clearance ≥ 50 mL/min/1.73 m² by Cockcroft-Gault formula * Note: Patients with creatinine clearance 30–50 mL/min may be enrolled at the discretion of the principal investigator, given that paclitaxel is primarily hepatically metabolized and carboplatin dosing can be adjusted to renal function
- Cardiac function must be within acceptable limits, as follows: left ventricular ejection fraction (LVEF) ≥ 50% by * Echocardiogram (ECHO), or * Multi-gated acquisition (MUGA) scan
- Participants with known human immunodeficiency virus (HIV)-infection must be on effective antiretroviral therapy (ART) at registration and have an undetectable viral load test on the most recent test results obtained within six (6) months prior to registration
- Participants with evidence of chronic hepatitis B virus (HBV) infection must have an undetectable HBV viral load while on suppressive therapy on the most recent test results obtained within six (6) months prior to registration, if indicated. * NOTE: No testing for HBV is required unless mandated by local health authority
- Participants with a history of hepatitis C virus (HCV) infection must have been treated and cured. Participants currently being treated for HCV infection must have an undetectable HCV viral load test on the most recent test results obtained within six (6) months prior to registration, if indicated. * NOTE: No testing for HCV is required unless mandated by local health authority
Exclusion Criteria
- PRE-SCREENING PHASE EXCLUSION:
- Presence of tumor-infiltrating lymphocytes (TILs) < 30% based on central pathology review of hematoxylin and eosin (H&E) stained slides
- SCREENING AND TREATMENT PHASES EXCLUSION:
- Presence of N3, inflammatory, or metastatic (M1) breast cancer
- History of other malignancies within the past 3 years, with the exception of: * Adequately treated non-melanoma skin cancer, or * Cervical carcinoma in situ, or * Other malignancies with a ≥ 3-year disease-free interval
- Prior systemic therapy, radiation therapy, or definitive surgery for current breast cancer
- Prior treatment with immune checkpoint inhibitors, including anti–PD-1, anti–PD-L1, or any other T-cell co-inhibitory or co-stimulatory agents
- Use of investigational agents or devices within 28 days prior to registration
- Participant is planning to participate, currently participating in or has participated in a study of an investigational agent or has used an investigational device within 4 weeks prior to the first dose of study treatment
- History of severe (grade ≥ 3) allergic reactions or hypersensitivity to study drugs or their components
- Uncontrolled diabetes mellitus or hypertension
- Has a diagnosis of immunodeficiency or is receiving chronic systemic steroid therapy (in dosing exceeding 10 mg daily of prednisone equivalent) or any other form of immunosuppressive therapy (7-day clearance period for immunosuppressant therapy prior to starting study treatment, if applicable)
- History of solid organ transplant
- Active autoimmune disease requiring systemic treatment within the past 1 year
- Recent (within 12 weeks) or active non-infectious pneumonitis requiring corticosteroid therapy
- Major surgical procedure or active/severe infection within 14 days prior to registration
- Subject is a woman of childbearing potential (WOCBP) who has had a positive pregnancy test within 24 hours prior to initiation of study treatment. Females will be determined to be not of child-bearing potential with a history of hysterectomy or with postmenopausal status of >12 months
- Pregnant or breastfeeding, or expecting to conceive within the projected duration of the study, starting with the screening visit through 180 days after the last dose of trial treatment
- History of hypersensitivity to compounds that are similar to carboplatin and paclitaxel
- Has received major surgery and has not recovered adequately from the toxicity and/or complications before starting study treatment
- Has a history of non-infectious pneumonitis that required high-dose steroids and/or has current pneumonitis
- Has an active bacterial infection requiring systemic therapy
- Known psychiatric or substance abuse disorders that would interfere with the requirements of the trial
- Administration of live vaccines within 30 days prior to registration. Examples of live vaccines include, but are not limited to, the following: measles, mumps, rubella, varicella/zoster (chicken pox), yellow fever, rabies, Bacillus Calmette–Guerin (BCG), and typhoid vaccine. Seasonal influenza or coronavirus disease (COVID) vaccines for injection are generally killed virus vaccines and are allowed; however, intranasal influenza vaccines (e.g., FluMist®) are live attenuated vaccines and are not allowed
Study sponsor and potential other locations can be found on ClinicalTrials.gov for NCT07743190.
Locations matching your search criteria
United States
South Carolina
Charleston
PRIMARY OBJECTIVE:
I. To evaluate whether the pathologic complete response (pCR) rate achieved with a 12 week neoadjuvant carboplatin–paclitaxel–pembrolizumab (CPP) regimen in patients with high TIL early stage TNBC is not inferior to the historical pCR rate observed with the Keynote-522 regimen.
SECONDARY OBJECTIVES:
I. To evaluate the 3-year event-free survival rate among patients treated with the 12-week neoadjuvant CPP regimen.
II. To estimate the 3- and 5-year overall survival rates following the 12-week neoadjuvant CPP regimen.
III. To assess the quality of life in patients treated with the 12-week neoadjuvant CPP regimen.
IV. To evaluate the safety and toxicity of the 12-week neoadjuvant CPP regimen.
V. To evaluate the incidence and rate of neuropathy, overall and by racial subgroups.
TERTIARY/EXPLORATORY OBJECTIVES:
I. To evaluate the rate of near-pCR, defined as the proportion of patients achieving a residual cancer burden (RCB) score of 0 or 1.
II. To evaluate the radiographic response rate (completed and partial response) in patients receiving the 12-week neoadjuvant CPP regimen.
III. To evaluate the 3-year invasive disease-free survival rate (iDFS) in patients receiving the 12-week neoadjuvant CPP regimen.
IV. To evaluate the distant disease-free survival (DDFS) rate in patients receiving the 12-week neoadjuvant CPP regimen.
V. To evaluate the association of tumor-infiltrating lymphocyte (TIL) levels in residual tumor with iDFS and DDFS among patients not achieving pathological complete response (pCR).
VI. To evaluate the association between baseline TIL (as a continuous variable) and pCR status.
VII. To examine the dynamics of TILs (pre- and post-chemotherapy) and association with iDFS, DDFS and overall survival (OS) in non-pCR patients.
VIII. To evaluate the association between baseline tumor PD-L1 expression and pCR status.
IX. To evaluate the association between baseline circulating tumor deoxyribonucleic acid (DNA) (ctDNA) levels and pCR status.
X. To evaluate the association of early (Cycle 2 and 3) and late (Cycle 4, after surgery) ctDNA clearance with pCR, event free survival (EFS) and OS.
XI. To evaluate the association between single-cell transcriptomic and digital pathology- derived features of the tumor immune microenvironment (using the Case45 AI-based platform) and clinical outcomes.
XII. To estimate the rates of ctDNA positivity during surveillance at 3 years and 5 years.
OUTLINE:
Patients receive carboplatin intravenously (IV) on either day 1 or days 1, 8, and 15, paclitaxel IV on days 1, 8, and 15, and pembrolizumab IV on day 1 of each cycle. Cycles repeat every 21 days for up to 4 cycles in the absence of disease progression or unacceptable toxicity. Within 90 days after completion of last dose of chemotherapy, patients undergo surgery. Patients who achieve pCR at the time of surgery receive pembrolizumab IV or subcutaneously (SC) every 3 or 6 weeks for up to 9 doses in the absence of disease progression or unacceptable toxicity. Patients with residual invasive disease in the breast and/or lymph nodes after surgery may receive doxorubicin, cyclophosphamide, and pembrolizumab every 3 weeks for up to 4 cycles in the absence of disease progression or unacceptable toxicity.
Patients also undergo echocardiogram (ECHO) or multi-gated acquisition scan (MUGA) during screening and collection of blood and tissue samples, mammography, ultrasound, and magnetic resonance imaging (MRI) throughout the study.
After completion of study treatment, patients are followed up at 2 weeks post-surgery and at months 3, 6, 9, 12, 16, 20, 24, 28, 32, 26, 42, 48, 54, and 60,
Trial PhasePhase II
Trial Typetreatment
Lead OrganizationMedical University of South Carolina
Principal InvestigatorAbirami Sivapiragasam
- Primary IDSTUDY24617/104044
- Secondary IDsNCI-2026-06909, Pro00150734
- ClinicalTrials.gov IDNCT07743190